O&G SAQs · Neonatal care — hypoxic-ischaemic encephalopathy
Term infant with neonatal encephalopathy — structured SAQ (15 marks)
FRANZCOG-format structured SAQ on neonatal encephalopathy and HIE: the three cooling gates, the obstetrician's contribution to the cooling decision and the first hour, the ACOG/AAP 2014 medico-legal framework, the counselling arc, and the evidence base at the threshold of viability. Per-sub-part marking rubric included.
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Target exams
How this SAQ is marked
Twelve SAQs, 180 marks, two 2-hour papers — roughly 15 marks and 20 minutes each. Marks come from specifics: the gates named, the documentation items cited, the trials quoted with their primary outcomes. [2]
Reveal model answer and mark scheme
(a) The three cooling gates (3 marks)
One mark per gate, with the meeting of each explained. [2][5]
- Gate 1 (an acute perinatal hypoxic-ischaemic event) — Apgar 5 or less at 10 minutes, or a blood gas within 60 minutes of birth showing pH under 7.0 or base deficit minus 12 mmol/L or worse, or ongoing resuscitation for 10 minutes or more. This infant meets all three: ongoing positive pressure ventilation at 10 minutes, pH 6.91 and base deficit minus 17 mmol/L within 60 minutes, Apgar implied 5 or less at 10 minutes.
- Gate 2 (moderate or severe encephalopathy) — seizures, or any two of the six modified Sarnat domains altered (consciousness, spontaneous activity, posture, tone, primitive reflexes, autonomic function). This infant has had seizures AND has lethargy, hypotonia, weak Moro and absent suck — well over the threshold.
- Gate 3 (the baby) — 35 weeks gestation or more, 1800 g or more, less than 6 hours old. This infant is 39+4 weeks and at 90 minutes of age — clearly meets the gate.[2][5]
(b) Obstetric contribution to the cooling decision and the first 60 minutes (4 marks)
- Senior neonatal attendance before birth when the trace predicts a depressed baby — call neonates before the cord is cut; this was done.
- Paired cord gases from a double-clamped segment — the arterio-venous difference (arterial pH lower than venous, higher PCO2, lower bicarbonate) proves both vessels are real; here pH 6.91 arterial vs 7.05 venous confirms a genuine arterial sample.
- Placenta to histopathology every time — placental histopathology is the highest-yield specimen in the later causation argument.
- Passive cooling while awaiting retrieval — radiant warmer off, baby naked but for a nappy, no wraps, continuous temperature monitoring, target rectal temperature 33 to 34 deg C achieved by 2 hours.
- Avoid hyperthermia at all costs — the killer pitfall is warming the depressed baby under a radiant heater; the warmer goes off the moment cooling is contemplated.
- Hand over to the neonatal team in their own language: the sentinel event, the trace category and how it changed, the resuscitation duration, and the cord gases.[2][3]
(c) Documentation that protects you (4 marks)
One mark per cluster, citing the ACOG/AAP 2014 framework. [2]
- The four essential criteria that, when all are met, are essential to conclude an acute intrapartum hypoxic event caused the encephalopathy: (1) Apgar under 5 at 5 AND 10 minutes; (2) cord arterial pH under 7.0 or base deficit 12 mmol/L or more; (3) MRI or MRS evidence of an acute brain injury pattern; (4) multisystem organ failure (renal, hepatic, cardiac, haematological) in the immediate neonatal period.
- The contemporaneous timed record: the trace category at each time point, the sentinel event to the minute (here the trace conversion at 8 cm), the decision-to-delivery interval, the resuscitation duration and what was done.
- The cord gases written into the notes within the hour with both vessels and the arterio-venous difference.
- The avoidance of indefensible language — never write "birth asphyxia" or "fetal distress" as a diagnosis; write what was observed, when, and what was done. The diagnosis of acute intrapartum HIE is supported by the totality of the evidence.[2]
(d) Counselling the parents at 4 hours (2 marks)
Counselling arc — be honest about what you can say at 4 hours. [2][4]
- Acknowledge the situation plainly, name the baby, use plain words: "Your son had a difficult time around the birth and the team is concerned that his brain may have been affected. He is being cooled — this is a treatment we know helps. It is too early to know what this will mean for his development. We will know more over the coming days."
- Avoid false reassurance ("he'll be fine") and false catastrophe ("he will have cerebral palsy"). What you can say at 24 hours is much less than what you can say at 72 hours or after the day-10 MRI. Commit to ongoing communication and to a debrief.[2][4]
(e) The trial that bounds cooling below 35 weeks (2 marks)
One mark for naming the trial, one for the headline finding. [5]
- The Faix trial (JAMA Pediatr 2025) — the NICHD Neonatal Research Network randomised 168 infants at 33 to 35 weeks with moderate or severe HIE within 6 hours to hypothermia at 33.5 deg C for 72 hours vs targeted normothermia.
- The primary outcome (death or disability at 18 to 22 months) occurred in 35% cooled vs 29% normothermia (adjusted RR 1.11, 95% credibility interval 0.74 to 2.00); death alone in 20% vs 12% (adjusted RR 1.38, 0.79 to 2.85). Bayesian analysis indicated 74% probability of increased death or disability and 87% probability of increased death. Cooling below 35 weeks is not standard outside a protocol.[5]
You have read the opening of this SAQ. The complete unit — every section and its primary-source references — is part of the Obstetrics & Gynaecology fellowship atlas.
References6Show ledgerHide ledger
- [1]Sarnat HB, Sarnat MS Neonatal encephalopathy following fetal distress. A clinical and electroencephalographic study Arch Neurol, 1976.PMID 987769
- [2]American College of Obstetricians and Gynecologists' Task Force on Neonatal Encephalopathy Executive summary: Neonatal encephalopathy and neurologic outcome, second edition. Report of the American College of Obstetricians and Gynecologists' Task Force on Neonatal Encephalopathy Obstet Gynecol, 2014.PMID 24785633
- [3]Azzopardi DV, Strohm B, Edwards AD, et al. Moderate hypothermia to treat perinatal asphyxial encephalopathy N Engl J Med, 2009.PMID 19797281
- [4]Azzopardi D, Strohm B, Marlow N, et al. Effects of hypothermia for perinatal asphyxia on childhood outcomes N Engl J Med, 2014.PMID 25006720
- [5]Faix RG, Laptook AR, Shankaran S, et al. Whole-Body Hypothermia for Neonatal Encephalopathy in Preterm Infants 33 to 35 Weeks' Gestation: A Randomized Clinical Trial JAMA Pediatr, 2025.PMID 39992674
- [6]Thayyil S, Pant S, Montaldo P, et al. Hypothermia for moderate or severe neonatal encephalopathy in low-income and middle-income countries (HELIX): a randomised controlled trial in India, Sri Lanka, and Bangladesh Lancet Glob Health, 2021.PMID 34358491