Anaes · Applied cardiovascular & respiratory physiology
Respiratory mechanics: compliance, resistance and the work of breathing
Also known as Lung compliance · Chest wall compliance · Airway resistance · Poiseuille law · Reynolds number · Time constant · Surfactant · Laplace law · Work of breathing · Pressure-volume curve · Hysteresis
Ventilation is a mechanical act: the respiratory muscles do work to move gas against two loads, the elastic recoil of the lung and chest wall (compliance) and the frictional resistance of the airways. Compliance is the change in volume per unit change in pressure (delta V over delta P) and is the reciprocal of elastance; the lung, the chest wall and the total respiratory system each have a compliance, and because lung and chest wall are arranged in series the total compliance (about 100 mL per cmH2O) is less than either component alone (each about 200 mL per cmH2O). The pressure-volume curve is sigmoidal, with low compliance at low volumes (atelectasis and airway closure) and at high volumes (tissue overdistension) and the highest compliance around functional residual capacity, the operating point; the inflation and deflation limbs differ (hysteresis) because of surface tension and the recruitment of surfactant. By Laplace law the pressure collapsing an alveolus is two times surface tension over radius, so small alveoli would empty into large ones; surfactant (type II pneumocytes) prevents this, raises compliance and prevents atelectasis. Airway resistance is the pressure drop per unit flow (about 1 to 2 cmH2O per L per s during nose breathing, less than 1 during mouth breathing); for laminar flow Poiseuille law makes resistance proportional to one over radius to the fourth power, so small changes in radius cause large changes in resistance, while turbulent flow (a Reynolds number above about 2000) is density dependent and needs pressure proportional to flow squared. Most resistance sits in the medium-sized bronchi (generations 2 to 8), NOT the small airways, because total cross-sectional area rises enormously toward the periphery. Each lung unit fills and empties with a time constant (tau equals resistance times compliance, about 0.3 s normally, with three time constants giving 95 per cent of a volume change); long time constants in obstructive disease cause gas trapping when respiratory rate is high and expiration short. The work of breathing has an elastic component (about two thirds) and a resistive component (about one third), and there is an energetically optimal frequency the respiratory controller normally finds. Anaesthesia reduces compliance (atelectasis, loss of tone, cephalad diaphragm) and raises resistance (the endotracheal tube and breathing circuit); PEEP recruits lung and improves compliance; bronchodilators and a larger airway device lower resistance.
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A 110 kg man is anaesthetised, paralysed and intubated for a laparoscopic procedure. Within minutes of induction the peak airway pressure climbs, the tidal volume on pressure control falls, and his oxygen saturation drifts down. The lung that ventilated perfectly awake is now stiff and poorly filled — and every protective-ventilation decision flows from two numbers, compliance and resistance.[5][6]
The question this topic answers is the one his ventilator is shouting: is the high pressure a stiff lung or a blocked tube? The answer is the peak-versus-plateau split — the bedside expression of compliance versus resistance — and it is the single most useful mechanical distinction in anaesthesia.[1]
You have read the opening of this topic. The complete unit — every section and its primary-source references — is part of the Anaesthesia fellowship atlas.
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- [1]Otis AB, Fenn WO, Rahn H. Mechanics of breathing in man J Appl Physiol, 1950.PMID 15436363
- [2]Macklem PT, Mead J. Resistance of central and peripheral airways measured by a retrograde catheter J Appl Physiol, 1967.PMID 4960137
- [3]Brismar B, Hedenstierna G, Lundquist H, et al. Pulmonary densities during anesthesia with muscular relaxation--a proposal of atelectasis Anesthesiology, 1985.PMID 3885791
- [4]Avery ME, Mead J. Surface properties in relation to atelectasis and hyaline membrane disease AMA J Dis Child, 1959.PMID 13649082
- [5]Westbrook PR, Stubbs SE, Sessler AD, Rehder K, Hyatt RE. Effects of anesthesia and muscle paralysis on respiratory mechanics in normal man J Appl Physiol, 1973.PMID 4697382
- [6]Hedenstierna G, Edmark L. Effects of anesthesia on the respiratory system Best Pract Res Clin Anaesthesiol, 2015.PMID 26643094
- [7]Pelosi P, Ravagnan I, Giurati G, et al. Positive end-expiratory pressure improves respiratory function in obese but not in normal subjects during anesthesia and paralysis Anesthesiology, 1999.PMID 10551570
- [8]Rehder K, Mallow JE, Fibuch EE, Krabill DR, Sessler AD. Effects of isoflurane anesthesia and muscle paralysis on respiratory mechanics in normal man Anesthesiology, 1974.PMID 4429217
- [9]Banner MJ, Downs JB, Kirby RR, et al. Effects of expiratory flow resistance on inspiratory work of breathing Chest, 1988.PMID 3280260