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Psych MEQs / SAQsProfessional — complaint management and regulation

Psych MEQs / SAQs · Professional — complaint management and regulation

Complaint management and professional regulation (MEQ)

FRANZCP-style MEQ on complaint vs claim vs regulation, open disclosure after suicide, second-victim support, recurrent complaint risk, and landmark evidence.

20 marks20 min2 min readVerification in progress

Target exams

FRANZCPMRCPsychABPNMD-DNB
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Target exams

FRANZCPMRCPsychABPNMD-DNB
Prompt
You are the psychiatry consultant covering clinical governance. A family lodges a formal written complaint after their adult son dies by suicide three days after a voluntary ED mental health assessment by your registrar. They allege rushed assessment, dismissive communication, and inadequate safety planning. Separately, the registrar develops insomnia, shame, and passive suicidal thoughts after receiving the complaint letter. A different consultant on your team has attracted three formal relationship-domain complaints in 18 months. (i) Distinguish complaint, claim, and regulatory fitness-to-practise processes. (ii) Outline immediate actions for the family complaint including open disclosure principles. (iii) Outline assessment and support for the registrar as a second victim. (iv) Outline how you would respond to the recurrent-complaint pattern using epidemiological principles. (v) Name four landmark literature anchors relevant to complaints, disclosure, or doctor impact. (20 marks)

Model answer

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(i) Distinctions. A complaint is an expression of dissatisfaction about care (clinical, management, and/or relationship domains). A civil claim seeks legal remedy/compensation and uses different thresholds and processes. A fitness-to-practise / regulatory process concerns whether a practitioner can practise safely and ethically (public protection). None automatically equals proven negligence; Studdert-type claims research shows imperfect overlap of claims, errors, and compensation. Do not invent statute numbers.[3][5]

(ii) Family complaint — immediate actions. Ensure compassionate contact and care continuity for the family; preserve all records (never alter); notify clinical governance and medical defence/indemnity early; plan open disclosure: timely, empathic, factual account of what is known, acknowledge suffering, avoid speculation, offer follow-up meeting and investigation timeline. Code issues across clinical assessment/risk, management/system factors, and relationship/communication. Family motives often include explanation, accountability, apology, and prevention (Vincent framework).[3][4][5]

(iii) Registrar as second victim. Complaints procedures associate with substantial psychological morbidity and defensive practice (Bourne). Second-victim literature describes shame, guilt, anxiety, and sleep disturbance after adverse events. Assess suicide risk (ideation, plan, intent, means), mood, substance use, and fitness for remaining duties. Support: confidential GP/doctor-health pathway, peer support, supervisor ownership of system issues, temporary duty adjustment if concentration unsafe; crisis care if high risk. Do not shame or leave them isolated.[2][6]

(iv) Recurrent complaints. Bismark et al.: minority of doctors account for disproportionate recurrent formal complaints; prior complaints predict future risk. PRONE concepts use administrative predictors to identify high risk. Response: structured review of complaint themes (especially relationship domain), communication skills remediation, supervision, possible health assessment, fair monitoring, and service-level patterns—not waiting for a career-ending event. Distinguish one-off system failures from practitioner pattern.[1][7][5]

(v) Literature anchors. Bismark recurrent complaints; Spittal PRONE; Bourne UK impact survey; Reader complaint taxonomy; Vincent why people sue; Gallagher disclosure attitudes; Seys second-victim systematic review.[1][2][3][4][5][6][7]

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References7ShowHide
  1. [1]Bismark MM, Spittal MJ, Gurrin LC, Ward M, Studdert DM Identification of doctors at risk of recurrent complaints: a national study of healthcare complaints in Australia BMJ Qual Saf, 2013.PMID 23576774
  2. [2]Bourne T, Wynants L, Peters M, et al. The impact of complaints procedures on the welfare, health and clinical practise of 7926 doctors in the UK: a cross-sectional survey BMJ Open, 2015.PMID 25592686
  3. [3]Vincent C, Young M, Phillips A Why do people sue doctors? A study of patients and relatives taking legal action Lancet, 1994.PMID 7911925
  4. [4]Gallagher TH, Waterman AD, Ebers AG, Fraser VJ, Levinson W Patients' and physicians' attitudes regarding the disclosure of medical errors JAMA, 2003.PMID 12597752
  5. [5]Reader TW, Gillespie A, Roberts J Patient complaints in healthcare systems: a systematic review and coding taxonomy BMJ Qual Saf, 2014.PMID 24876289
  6. [6]Seys D, Wu AW, Van Gerven E, et al. Health care professionals as second victims after adverse events: a systematic review Eval Health Prof, 2013.PMID 22976126
  7. [7]Spittal MJ, Bismark MM, Studdert DM The PRONE score: an algorithm for predicting doctors' risks of formal patient complaints using routinely collected administrative data BMJ Qual Saf, 2015.PMID 25855664
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