O&G SAQs · Professional practice — clinical governance, quality and patient safety
Clinical governance — structured SAQ (15 marks)
FRANZCOG-format structured SAQ on clinical governance after a retained surgical swab (never event): immediate actions, open disclosure, root cause analysis with the London Protocol and fishbone, the clinical audit cycle, and second-victim support. Per-sub-part marking rubric included.
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How this SAQ is marked
Twelve SAQs, 180 marks, two 2-hour papers — roughly 15 marks and 20 minutes each. Marks come from specifics: named framework, named tool, ordered steps, exact wording of the apology under statute. Write in short labelled points, not prose paragraphs. Answer the sub-part you are asked. [1]
Reveal model answer and mark schemeShowHide
(a) Immediate clinical and governance actions (4 marks)
One mark per action, in order. The order is the mark — clinical stabilisation comes first. [2][6]
- Stabilise the patient — assess and treat the sepsis/pain; arrange urgent surgical review and plan return to theatre for removal of the swab; ensure antibiotics and IV fluids.
- Escalate — notify the consultant anaesthetist, the theatre team, and the executive on call; this is a never event.
- Preserve the records and the scene — secure the operation notes, the swab-count record, the instrument list, and any packaging; do not alter anything.
- Report — enter the incident into the local incident-management system (e.g. RiskMan, VHIMS, Datix); notify the jurisdiction's sentinel-event programme as required.
- Support the second victim — name a senior colleague to support the registrar now; she is a victim of this event too.[4]
(b) Open disclosure conversation and documentation (3 marks)
One mark each for the content of the conversation, the apology, and the documentation. [5]
- What to say: meet the woman and her partner in a private space with a support person present; give a factual account of what is known — a swab was retained and has been confirmed on imaging and will be removed; explain the plan and the expected recovery; name a contact and commit to follow-up.
- The apology: express genuine regret early — "I am very sorry this has happened to you." Under most Australian statutes a genuine apology and expression of regret is protected from being treated as an admission of liability; candour is the duty.[5]
- Documentation: record the conversation, who was present, what was disclosed, the apology offered, and the agreed plan and follow-up.[5]
(c) Root cause analysis (4 marks)
One mark for the framework, one for the tool, two for the analytic approach. [3][2]
- Named framework: the London Protocol (Vincent and colleagues) — what happened, why it happened, what can be done to reduce recurrence, implement and monitor.[3]
- Key tool: the fishbone (Ishikawa) diagram charting contributing factors across people, process, equipment, environment, management and patient factors.[3]
- System lens, not person lens: the analysis must not stop at "the registrar miscounted." It must reach the latent conditions — the swab-count process, the theatre conditions (emergency, fatigue, distraction), the design of the count and whether it was signed off, the supervision.[2]
- Apply the hierarchy of controls to the corrective actions (elimination, substitution, engineering, administrative, PPE) and interview the staff and family before closing.[3]
(d) Audit cycle and second-victim support (4 marks)
Two marks for the audit cycle with the re-audit, two for the registrar support. [6][4]
- Audit cycle: define the standard (correct swab count documented and signed at every caesarean); set the threshold (e.g. 100%); measure current compliance; analyse the gap; intervene (redesigned count process, a signed second check, a theatre-time-out that includes the count); re-audit after the change to demonstrate improvement.[6]
- Second-victim support: the registrar is the second victim — she may experience guilt, self-doubt and fear. Provide a named senior contact, peer support, time out of clinical work if she is not fit to return, and a structured support pathway. Do not allow a blame culture to punish her for a system failure; an unsupported second victim suppresses future reporting and breeds the next event.[4]
References6ShowHide
- [1]Scally G, Donaldson LJ The NHS's 50 anniversary. Clinical governance and the drive for quality improvement in the new NHS in England BMJ, 1998.PMID 9651278
- [2]Reason J Human error: models and management BMJ, 2000.PMID 10720363
- [3]Braithwaite J, Travaglia JF An overview of clinical governance policies, practices and initiatives Aust Health Rev, 2008.PMID 18241145
- [4]Coughlan B, Powell D, Higgins MF The Second Victim: a Review Eur J Obstet Gynecol Reprod Biol, 2017.PMID 28526169
- [5]Australian Commission on Safety and Quality in Health Care Australian Open Disclosure Framework ACSQHC, 2013.Source
- [6]Australian Commission on Safety and Quality in Health Care National Model Clinical Governance Framework ACSQHC, 2017.Source