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O&G SAQsProfessional practice — clinical governance, quality and patient safety

O&G SAQs · Professional practice — clinical governance, quality and patient safety

Clinical governance — structured SAQ (15 marks)

FRANZCOG-format structured SAQ on clinical governance after a retained surgical swab (never event): immediate actions, open disclosure, root cause analysis with the London Protocol and fishbone, the clinical audit cycle, and second-victim support. Per-sub-part marking rubric included.

15 marks20 min3 min readVerification in progress

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Target exams

FRANZCOGMRCOGABOG
Prompt
You are the obstetric consultant. A 30-year-old woman had an emergency caesarean section overnight for failure to progress. The operation and immediate recovery were uncomplicated. On the postnatal ward the next morning she has abdominal pain and a low-grade fever. A plain abdominal radiograph confirms a retained surgical swab in the pelvis. The registrar who assisted tells you she is devastated and frightened. (a) State your immediate clinical and governance actions in the first few hours, in order. (4 marks) (b) Describe the open disclosure conversation with the woman and her partner, including what you say and what you document. (3 marks) (c) Outline how you would conduct a root cause analysis into this event, naming a recognised framework and the key tool used to structure the contributing factors. (4 marks) (d) Describe the clinical audit cycle you would use to demonstrate improvement in swab-count practice after your interventions, and address the support owed to the registrar (the second victim). (4 marks)

How this SAQ is marked

Twelve SAQs, 180 marks, two 2-hour papers — roughly 15 marks and 20 minutes each. Marks come from specifics: named framework, named tool, ordered steps, exact wording of the apology under statute. Write in short labelled points, not prose paragraphs. Answer the sub-part you are asked. [1]

Reveal model answer and mark schemeShowHide

(a) Immediate clinical and governance actions (4 marks)

One mark per action, in order. The order is the mark — clinical stabilisation comes first. [2][6]

  • Stabilise the patient — assess and treat the sepsis/pain; arrange urgent surgical review and plan return to theatre for removal of the swab; ensure antibiotics and IV fluids.
  • Escalate — notify the consultant anaesthetist, the theatre team, and the executive on call; this is a never event.
  • Preserve the records and the scene — secure the operation notes, the swab-count record, the instrument list, and any packaging; do not alter anything.
  • Report — enter the incident into the local incident-management system (e.g. RiskMan, VHIMS, Datix); notify the jurisdiction's sentinel-event programme as required.
  • Support the second victim — name a senior colleague to support the registrar now; she is a victim of this event too.[4]

(b) Open disclosure conversation and documentation (3 marks)

One mark each for the content of the conversation, the apology, and the documentation. [5]

  • What to say: meet the woman and her partner in a private space with a support person present; give a factual account of what is known — a swab was retained and has been confirmed on imaging and will be removed; explain the plan and the expected recovery; name a contact and commit to follow-up.
  • The apology: express genuine regret early — "I am very sorry this has happened to you." Under most Australian statutes a genuine apology and expression of regret is protected from being treated as an admission of liability; candour is the duty.[5]
  • Documentation: record the conversation, who was present, what was disclosed, the apology offered, and the agreed plan and follow-up.[5]

(c) Root cause analysis (4 marks)

One mark for the framework, one for the tool, two for the analytic approach. [3][2]

  • Named framework: the London Protocol (Vincent and colleagues) — what happened, why it happened, what can be done to reduce recurrence, implement and monitor.[3]
  • Key tool: the fishbone (Ishikawa) diagram charting contributing factors across people, process, equipment, environment, management and patient factors.[3]
  • System lens, not person lens: the analysis must not stop at "the registrar miscounted." It must reach the latent conditions — the swab-count process, the theatre conditions (emergency, fatigue, distraction), the design of the count and whether it was signed off, the supervision.[2]
  • Apply the hierarchy of controls to the corrective actions (elimination, substitution, engineering, administrative, PPE) and interview the staff and family before closing.[3]

(d) Audit cycle and second-victim support (4 marks)

Two marks for the audit cycle with the re-audit, two for the registrar support. [6][4]

  • Audit cycle: define the standard (correct swab count documented and signed at every caesarean); set the threshold (e.g. 100%); measure current compliance; analyse the gap; intervene (redesigned count process, a signed second check, a theatre-time-out that includes the count); re-audit after the change to demonstrate improvement.[6]
  • Second-victim support: the registrar is the second victim — she may experience guilt, self-doubt and fear. Provide a named senior contact, peer support, time out of clinical work if she is not fit to return, and a structured support pathway. Do not allow a blame culture to punish her for a system failure; an unsupported second victim suppresses future reporting and breeds the next event.[4]
Obstetrics & Gynaecology Pro

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You have read the opening of this SAQ. The complete unit — every section and its primary-source references — is part of the Obstetrics & Gynaecology fellowship library.

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References6ShowHide
  1. [1]Scally G, Donaldson LJ The NHS's 50 anniversary. Clinical governance and the drive for quality improvement in the new NHS in England BMJ, 1998.PMID 9651278
  2. [2]Reason J Human error: models and management BMJ, 2000.PMID 10720363
  3. [3]Braithwaite J, Travaglia JF An overview of clinical governance policies, practices and initiatives Aust Health Rev, 2008.PMID 18241145
  4. [4]Coughlan B, Powell D, Higgins MF The Second Victim: a Review Eur J Obstet Gynecol Reprod Biol, 2017.PMID 28526169
  5. [5]Australian Commission on Safety and Quality in Health Care Australian Open Disclosure Framework ACSQHC, 2013.Source
  6. [6]Australian Commission on Safety and Quality in Health Care National Model Clinical Governance Framework ACSQHC, 2017.Source
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