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O&G SAQsProfessional practice — clinical governance

O&G SAQs · Professional practice — clinical governance

Documentation, clinical handover and open disclosure — structured SAQ (15 marks)

FRANZCOG SAQ on documentation, ISBAR handover, open disclosure after a patient safety incident, the apology vs admission of fault, and second-victim support. Tests contemporaneous note-keeping, structured handover at shift change, the Australian Open Disclosure Framework, and clinical governance obligations.

15 marks20 min4 min readVerification in progress

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FRANZCOGMRCOGABOG
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FRANZCOGMRCOGABOG
Prompt
At 04:10 on labour ward the night registrar recognises that a continuous syntocinon infusion commenced at 03:10 was prescribed and administered at a tenfold dose in error. The patient is a 31-year-old primigravida at 39+0 weeks, GBS-positive, with an epidural in situ. The CTG now shows recurrent late decelerations. The fetus has reduced baseline variability. She is haemodynamically stable. The obstetric consultant, anaesthetist and neonatologist have been called. (a) Outline your IMMEDIATE clinical actions, in order. (3 marks) (b) State the minimum contemporaneous documentation the night registrar must make BEFORE any open disclosure conversation, and how you avoid crossing into altered records. (3 marks) (c) Lead the initial open disclosure conversation: name the people present, the four-part structure, the apology under ANZ legislation, the patient-specific safety flags, and the language access. (4 marks) (d) Outline the second-victim response for the night registrar and the unit's governance entry. (2 marks) (e) State THREE documentation or handover items that prevented or would have prevented this event. (3 marks)

How this SAQ is marked

Fifteen marks, twenty minutes, structured clinical case with lettered sub-parts. Marks come from specificity: named clinical sequence, named documentation components, named open disclosure structure, named apology versus admission of liability, named second-victim actions. Write in short labelled bullets under each letter; do not write prose paragraphs. Answer the sub-part asked.[1][2][11]

Reveal model answer and mark schemeShowHide

(a) Immediate clinical actions, in order (3 marks)

One mark per correct action in the right order; one for clearly stating clinical safety precedes disclosure. [1][2]

  • Stop the syntocinon immediately — this is the first clinical action; do not let charting overtake stabilisation.
  • Resuscitate the patient and the fetus — left lateral, oxygen, IV access, IV fluids; reduce uterine activity; escalate as needed to anaesthetics, neonatology and consultant on call.
  • Document the dose error and the immediate response in the clinical record BEFORE the disclosure — a contemporaneous, clearly time-stamped entry naming the wrong dose administered at the time, the recognition time, and the actions taken. The original entry is preserved with a single strike-through. The note is signed and dated.[11]

(b) Minimum contemporaneous documentation before disclosure (3 marks)

One mark for each of: identification, time and author; clinical decision/event and reasoning; plan and safety-nets; one mark for the altered-records avoidance method. [11]

  • Identification — patient name, DOB, MRN; author name, designation, contact.
  • Time — entry made now with the time of the event (04:10) clearly distinguished from the time of the entry (e.g. 04:25).
  • Clinical decision or event — what was done (syntocinon 24 mU/min, tenfold the prescribed dose), the recognition, the actions taken.
  • Reasoning — fetal CTG findings, maternal status, differential; rationale for stopping the infusion and for the escalation.
  • Plan and safety-nets — observation schedule, escalation triggers, neonatal plan, named consultant.
  • Patient-specific safety flags — GBS status, epidural in situ, blood group, allergies, advanced care directive, language.
  • Avoiding altered records — preserve the original entry; make the correction with a single strike-through, signed and dated; never delete or rewrite.

(c) Open disclosure: people, structure, apology and language (4 marks)

One mark per element of the structure; one mark each for apology under statute and language access. [1][3][2]

  • People present — senior treating consultant leads; second clinician scribes and supports; family liaison or social worker; qualified interpreter if the patient's preferred language is not English; named follow-up contact.
  • Setting — private space; patient clinically stable; partner present if the patient wishes; bleeps and interruptions minimised.
  • Four-part structure — acknowledge the incident; offer an apology and an expression of regret; state the known facts and what is not yet known; describe what happens next (review, support, contact, follow-up conversation).
  • Apology under ANZ statute — an expression of regret ("I am sorry this happened to you and to your baby") does not, of itself, constitute an admission of fault or liability under state and territory apology statutes. Withhold nothing you owe to the family out of misplaced legal fear.[3]
  • Language access — qualified interpreter in the patient's preferred language; the partner is not the interpreter for a disclosure of harm; the interpreter's name, mode and language are recorded in the note.[1][11]
  • What NOT to do — do not speculate about cause; do not blame an individual in front of the family; do not wait for the root-cause analysis before the initial conversation.

(d) Second-victim response and governance entry (2 marks)

One mark for the peer-support and senior-cover response; one mark for the governance entry. [1][15][18]

  • Second-victim response — name a senior clinician offering cover; arrange peer support within 24 hours; allow time off clinical work if the registrar is not fit to return; provide a route to a structured programme (forYOU, RISE, NHS Practitioner Health); document the support offered and the return-to-clinical plan.
  • Governance entry — enter the incident into the local reporting system (IIMS / Riskman / RL Solutions / Datix / Sentinel); notify the executive on call and insurers if the threshold is met; trigger a review aligned to the SAC severity grading (this is at least SAC2).

(e) Three documentation or handover items that prevented or would have prevented the event (3 marks)

One mark per item with rationale. [4][5][6][7]

  • A structured handover at the start of the syntocinon infusion (ISBAR / iSoBAR with readback and the oxytocin dose and escalation trigger in the eMR handover field) — published studies consistently link unstructured handover to adverse events in maternity and surgical care.
  • A two-person independent double-check of the prescribed dose at the infusion pump — the second checker documents the dose and rate. Studies in medication safety put a high-yield, simple control.
  • A pre-printed or electronic syntocinon order set with standard concentrations, dose bands and a maximum dose flag — the dosing concentration is standardised across the unit and an alert is raised before administration.
  • Bedside handover at time infusion was commenced — the receiving midwife knows the dose, the indication and the trigger for review; the patient has a voice in confirming what is being given.
Obstetrics & Gynaecology Pro

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References11ShowHide
  1. [1]Wu AW, McCay L, Levinson W, Iedema R, Wallace G, Boyle DJ, McDonald TB, Bismark MM, Kraman SS, Forbes E, Conway JB, Gallagher TH Disclosing Adverse Events to Patients: International Norms and Trends J Patient Saf, 2017.PMID 24717530
  2. [2]Finlay AJ, Stewart CL, Parker M Open disclosure: ethical, professional and legal obligations, and the way forward for regulation Med J Aust, 2013.PMID 23641998
  3. [3]McLennan SR, Truog RD Apology laws and open disclosure Med J Aust, 2013.PMID 23641983
  4. [5]Lazzari C, Rabottini M The use of Introduction, Situation, Background, Assessment, and Recommendation handover in the COVID-19 pandemic and non-COVID clinical settings: a systematic review and meta-analysis Front Health Serv, 2025.PMID 40851885
  5. [6]Pilcher L, Kurian M, MacArthur C, Singh S, Manaseki-Holland S Obstetric shift-to-shift handover in Kerala, India: A cross-sectional mixed method study PLoS One, 2022.PMID 35550640
  6. [7]Porteous JM, Stewart-Wynne EG, Connolly M, Crommelin PF iSoBAR — a concept and handover checklist: the National Clinical Handover Initiative Med J Aust, 2009.PMID 19485867
  7. [11]Case J, Walton M, Harrison R, Manias E, Iedema R, Smith-Merry J What Drives Patients' Complaints About Adverse Events in Their Hospital Care? A Data Linkage Study of Australian Adults 45 Years and Older J Patient Saf, 2021.PMID 33512865
  8. [13]Harrison R, Birks Y, Bosanquet K, Iedema R Enacting open disclosure in the UK National Health Service: a qualitative exploration BMJ Qual Saf, 2017.PMID 28220984
  9. [15]Basu S, Marcus HJ, Sayal P, Kitchen N, Ley R, Hutchinson PJ, Thorne L Implementation of duty of candour within neurosurgery: a national survey and framework for practice BMJ Qual Saf, 2020.PMID 31755728
  10. [18]Coughlan B, Powell D, Higgins MF The Second Victim: a Review Frontline Learning / Eur J Pers Cent Healthc, 2017.PMID 28526169
  11. [4]Humphrey KE, Sundberg M, Milliren CE, Graham DA, Landrigan CP Frequency and Nature of Communication and Handoff Failures in Medical Malpractice Claims J Patient Saf, 2022.PMID 35188927
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