Anaes · Applied cardiovascular & respiratory physiology
Lung volumes & capacities
Also known as Tidal volume · Functional residual capacity · Closing capacity · Vital capacity · Dead space · Spirometry
The lung holds characteristic volumes of air at each phase of breathing, and the way those volumes change with position, anaesthesia and disease explains both gas exchange and atelectasis. The framework rests on five exam-critical ideas: the four lung volumes (tidal volume, inspiratory reserve, expiratory reserve, residual volume) combine into four capacities (inspiratory capacity, functional residual capacity, vital capacity, total lung capacity) (standard teaching; volume/capacity numbers are textbook furniture, not in any retrieved abstract); the functional residual capacity is the oxygen reservoir that buffers against hypoxaemia during apnoea (recumbency lowers FRC and promotes dependent airway closure [1]); closing capacity rises with age and, when it exceeds functional residual capacity, small airways close during tidal breathing causing atelectasis and shunt (dependent-closure mechanism [1]; propofol sedation lets closing volume exceed FRC [6]); dead space (anatomical, alveolar and physiological) is ventilated but non-exchanging volume (standard teaching; no retrieved abstract studies the Bohr equation); and anaesthesia and the supine position lower FRC, bringing closing capacity closer and predisposing to atelectasis [1]. Built on the patient-positioning review (Harris 2026), the high-flow nasal preoxygenation simulation study (Bouvet 2026), the China pulmonary-function-testing pathways consensus with Delphi 14-question scope (CACP Task Force 2026), the Global Lung Initiative 2022 reference-equation applicability study in Jordanian adolescents (Al-Qerem 2026), the university-student spirometry study (Tabbah 2026), and the paediatric non-invasive-ventilation distribution study (Chidini 2025).
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- Functional residual capacity is the oxygen reservoir that buffers against hypoxaemia during apnoea; it is what preoxygenation fills, and a low FRC (pregnancy, obesity, supine anaesthesia) shortens the safe apnoea time (recumbency lowers FRC with dependent closure [1]; exact litre numbers are standard teaching, not in any retrieved abstract).
- Closing capacity rises with age and, when it exceeds the functional residual capacity, small airways close during tidal breathing causing atelectasis, shunt and hypoxaemia — the crossover occurs at younger age supine than upright (exact age cutoffs are standard teaching, not in any retrieved abstract; mechanism [1]).
- Anaesthesia and the supine position lower functional residual capacity (muscle tone loss, cephalad diaphragm shift), bringing closing capacity closer and causing the dependent atelectasis seen on induction [1] (exact percent fall is standard teaching, not in any retrieved abstract).
- Dead space is ventilated lung that does not exchange gas; physiological dead space (anatomical plus alveolar) is governed by the Bohr equation, and a high dead space (pulmonary embolism, emphysema) means much ventilation is wasted.
- Spirometry measures all lung volumes EXCEPT those including residual volume (FRC, RV, TLC), which require helium dilution, nitrogen washout, or body plethysmography — quoting an RV or FRC from a spirometer alone is an error.
Meet the patient
A morbidly obese 58-year-old man is laid supine for induction. The anaesthetist preoxygenates for three minutes, gives propofol and suxamethonium, and the saturation starts falling within 30 seconds of apnoea — before the laryngoscope is even in his mouth.[1]
This is lung-volume physiology made lethal: supine posture and obesity have pushed his functional residual capacity below his closing capacity, so airways are already closing during tidal breathing, and his oxygen store is too small to bridge the apnoea of intubation. Head-up positioning, thorough denitrogenation, and apnoeic oxygenation are not rituals — they are volume physics.[1]
References6ShowHide
- [1]Harris BR, et al. The Impact of Patient Positioning on the Compromised Respiratory System Respir Care, 2026.PMID 42300995
- [2]Bouvet L, et al. Effect of high-flow nasal preoxygenation on anesthetic preparation time for general anesthesia in emergency caesarean delivery: a prospective randomized cross-over simulation study Minerva Anestesiol, 2026.PMID 42206896
- [3]Task Forces on Pulmonary Function Testing (CACP). [Expert consensus on optimizing the multidisciplinary clinical pathways and management models for pulmonary function testing]. Zhonghua Jie He He Hu Xi Za Zhi, 2026.PMID 41912385
- [4]Al-Qerem W, et al. Applicability of the Global Lung Initiative 2022 Reference Equations on a Sample of Healthy Adolescents in Jordan Children (Basel), 2026.PMID 42194139
- [5]Tabbah K, et al. Spirometric Lung Function Among Smokers and Non-Smokers: A Cross-Sectional Study in University Students Int J Environ Res Public Health, 2026.PMID 42354240
- [6]Chidini G, et al. Effects of Noninvasive Respiratory Support on Ventilation Distribution During Spontaneous Breathing Sedation in Preschool/School-Aged Children: An Electrical Impedance Tomography Study Paediatr Anaesth, 2025.PMID 40119601