Respiratory Failure
Critical Alerts
- ABG defines type: Type 1 (hypoxemic) vs Type 2 (hypercapnic) vs mixed
- P/F ratio <300 = ALI; <200 = ARDS: Defines severity
- Intubation is a clinical decision: Don't wait for perfect numbers
- NIPPV can prevent intubation: In appropriate patients (COPD, CHF)
- Treat the cause while supporting ventilation: Always look for etiology
- Low tidal volume ventilation saves lives: 6 mL/kg IBW in ARDS
Key Diagnostics
| Test | Finding | Significance |
|---|---|---|
| SpO2 | <92% on room air | Hypoxemia |
| ABG | PaO2 <60 mmHg or PaCO2 >0 mmHg | Defines respiratory failure |
| P/F ratio | PaO2/FiO2 | Severity of hypoxemic failure |
| CXR | Infiltrates, edema, effusion | Etiology |
| A-a gradient | Elevated | Confirms pulmonary cause |
| pH | Acidotic with elevated PaCO2 | Acute hypercapnic failure |
Emergency Treatments
| Condition | Treatment | Details |
|---|---|---|
| Supplemental O2 | Nasal cannula → HFNC → NIPPV | Titrate to SpO2 ≥92% |
| Hypercapnic failure (COPD) | BiPAP | IPAP 10-12, EPAP 5, titrate |
| Cardiogenic pulmonary edema | CPAP or BiPAP + Diuretics | May avoid intubation |
| Severe/refractory | Endotracheal intubation | RSI with hemodynamic support |
| ARDS | Low tidal volume ventilation | 6 mL/kg IBW, plateau <30 |
Overview
Respiratory failure is the inability of the respiratory system to meet the metabolic demands of the body, resulting in hypoxemia (low oxygen) and/or hypercapnia (elevated carbon dioxide). It may be acute, chronic, or acute-on-chronic and ranges from mild supplemental oxygen need to life-threatening cardiopulmonary collapse.
Classification
By Type:
| Type | PaO2 | PaCO2 | Mechanism | Examples |
|---|---|---|---|---|
| Type 1 (Hypoxemic) | <60 mmHg | Normal or low | V/Q mismatch, shunt, diffusion impairment | Pneumonia, ARDS, PE |
| Type 2 (Hypercapnic) | Variable | >0 mmHg | Hypoventilation | COPD, neuromuscular, overdose |
| Type 3 (Perioperative) | Variable | Variable | Atelectasis | Post-surgery |
| Type 4 (Shock) | Low | Variable | Hypoperfusion | Cardiogenic, septic shock |
By Acuity:
| Acuity | Definition | pH |
|---|---|---|
| Acute | New onset, hours to days | Acidotic if hypercapnic |
| Chronic | Weeks to months | Compensated pH |
| Acute-on-Chronic | Acute decompensation of chronic | Partially compensated |
ARDS Definition (Berlin Criteria)
| Component | Criteria |
|---|---|
| Timing | Within 1 week of known insult |
| Imaging | Bilateral opacities not fully explained by effusions, collapse, or nodules |
| Origin | Not fully explained by cardiac failure or fluid overload (need echo) |
| Oxygenation | P/F ratio with PEEP ≥5 cm H2O |
ARDS Severity:
| Severity | P/F Ratio | Mortality |
|---|---|---|
| Mild | 200-300 | 27% |
| Moderate | 100-200 | 32% |
| Severe | <100 | 45% |
Epidemiology
- Incidence of ARF: 10-40% of ICU admissions
- ARDS incidence: 200,000 cases/year in US
- Mortality: Type 1: 10-30%; Type 2: Variable; ARDS: 30-45%
- Leading causes in ED: COPD exacerbation, pneumonia, CHF, PE
Etiology
Type 1 (Hypoxemic) Causes:
| Mechanism | Causes |
|---|---|
| V/Q mismatch | Pneumonia, asthma, COPD, PE, atelectasis |
| Shunt | ARDS, pulmonary edema, pneumonia, AVM |
| Diffusion impairment | Pulmonary fibrosis, emphysema |
| Low FiO2 | High altitude |
Type 2 (Hypercapnic) Causes:
| Category | Causes |
|---|---|
| CNS depression | Overdose, stroke, brain injury |
| Neuromuscular | Myasthenia gravis, GBS, ALS, muscular dystrophy |
| Chest wall | Kyphoscoliosis, obesity hypoventilation |
| Airway obstruction | COPD, severe asthma, upper airway obstruction |
| Increased CO2 production | Fever, sepsis (with underlying disease) |
Mechanisms of Hypoxemia
| Mechanism | Response to O2 | A-a Gradient | Examples |
|---|---|---|---|
| V/Q mismatch | Improves | Increased | Pneumonia, PE |
| Shunt | Minimal improvement | Increased | ARDS, ASD |
| Diffusion impairment | Improves | Increased | ILD |
| Hypoventilation | Improves | Normal | Overdose, neuromuscular |
| Low FiO2 | Improves | Normal | Altitude |
Alveolar Gas Equation
PAO2 = (FiO2 × [Patm - PH2O]) - (PaCO2 / RQ)
- At sea level on room air: PAO2 ≈ 100 mmHg
- A-a gradient = PAO2 - PaO2
- Normal A-a gradient: 5-15 mmHg (increases with age)
Compensatory Mechanisms
- Increased minute ventilation (tachypnea)
- Increased heart rate and cardiac output
- Pulmonary vasoconstriction (hypoxic)
- Diaphragmatic fatigue (unsustainable)
Consequences of Respiratory Failure
| System | Effect |
|---|---|
| CNS | Confusion, seizures, coma |
| Cardiovascular | Arrhythmias, hypotension |
| Metabolic | Lactic acidosis |
| Pulmonary | Pulmonary hypertension |
Symptoms
Hypoxemia:
Hypercapnia:
Signs of Impending Respiratory Failure:
History
Key Questions:
Physical Examination
Vital Signs:
| Finding | Significance |
|---|---|
| Tachypnea (RR >4) | Early compensation |
| Bradypnea | Fatigue, CNS depression |
| Tachycardia | Compensation, hypoxemia |
| Hypotension | Late, ominous |
| SpO2 <92% | Hypoxemia |
Respiratory Examination:
| Finding | Significance |
|---|---|
| Accessory muscle use | Increased work of breathing |
| Paradoxical breathing | Diaphragm fatigue |
| Prolonged expiration | Obstructive disease |
| Crackles | Pulmonary edema, pneumonia |
| Wheezes | Bronchospasm, COPD |
| Absent breath sounds | Pneumothorax, massive effusion |
| Stridor | Upper airway obstruction |
Other:
Impending Respiratory Arrest
| Finding | Concern | Action |
|---|---|---|
| Severe tachypnea then slowing | Fatigue, impending arrest | Prepare for intubation |
| Inability to speak | Critical dyspnea | Immediate intervention |
| Altered mental status | Hypoxemia or hypercapnia | ABG, prepare airway |
| SpO2 <85% despite high-flow O2 | Severe hypoxemia | Intubation likely |
| Accessory muscle fatigue | Imminent failure | Urgent NIPPV or intubation |
| Bradycardia | Hypoxic arrest imminent | Emergent intubation |
Signs of Specific Diagnoses
| Finding | Consider |
|---|---|
| Asymmetric breath sounds | Pneumothorax, massive effusion |
| Stridor | Upper airway obstruction |
| Tripoding | Severe obstruction, impending failure |
| Diffuse bilateral crackles | ARDS, CHF |
| Unilateral crackles + fever | Pneumonia |
Common Causes of Acute Respiratory Failure
| Diagnosis | Key Features |
|---|---|
| COPD exacerbation | Smoking history, chronic symptoms, wheeze |
| Asthma exacerbation | Young, atopy, wheeze, reversible |
| Pneumonia | Fever, productive cough, focal crackles |
| Pulmonary edema (CHF) | Orthopnea, JVD, bilateral crackles |
| ARDS | Acute onset, bilateral infiltrates, P/F <300 |
| Pulmonary embolism | Sudden dyspnea, pleuritic pain, risk factors |
| Pneumothorax | Sudden onset, unilateral absent sounds |
| Neuromuscular weakness | Weakness, shallow breathing, normal lung sounds |
| Overdose | Depressed consciousness, toxidrome |
Arterial Blood Gas (ABG)
Interpretation:
| Value | Normal | Interpretation |
|---|---|---|
| pH | 7.35-7.45 | Acidemia/Alkalemia |
| PaO2 | >0 mmHg | <60 = Hypoxemic RF |
| PaCO2 | 35-45 mmHg | >0 = Hypercapnic RF |
| HCO3 | 22-26 mEq/L | Metabolic compensation |
P/F Ratio:
- PaO2 / FiO2
- Normal: >400
- ALI: <300
- ARDS: <200
Imaging
Chest X-Ray (First-line):
| Finding | Consider |
|---|---|
| Bilateral infiltrates | ARDS, CHF, bilateral PNA |
| Focal consolidation | Pneumonia, aspiration |
| Hyperinflation | COPD, asthma |
| Cardiomegaly + cephalization | CHF |
| Unilateral lucency | Pneumothorax |
| Pleural effusion | CHF, empyema, malignancy |
CT Chest:
- PE protocol if suspected
- Better characterization of parenchymal disease
- Not always needed in ED
Laboratory Studies
| Test | Purpose |
|---|---|
| ABG | Define type and severity |
| CBC | Infection, anemia |
| BMP | Electrolytes, renal function |
| BNP | CHF vs ARDS |
| Lactate | Tissue hypoxia, shock |
| Procalcitonin | Bacterial infection |
| D-dimer | PE screening |
| Troponin | Cardiac involvement |
Additional Testing
- ECG (arrhythmia, RV strain, MI)
- Echocardiography (RV function, PE, CHF)
- Bronchoscopy (aspiration, infection, DAH)
Principles of Management
- Oxygenation: Correct hypoxemia (SpO2 ≥92-94%)
- Ventilation: Correct hypercapnia if acidotic
- Treat underlying cause: Infection, CHF, bronchospasm
- Minimize ventilator-induced lung injury: If intubated
- Supportive care: Fluids, vasopressors, nutrition
Oxygen Therapy Escalation
| Device | Flow Rate | FiO2 Achieved |
|---|---|---|
| Nasal cannula | 1-6 L/min | 24-44% |
| Simple mask | 5-10 L/min | 35-50% |
| Non-rebreather mask | 10-15 L/min | 60-80% |
| High-flow nasal cannula | 20-60 L/min | Up to 100% |
| NIPPV (BiPAP/CPAP) | Adjustable | Up to 100% |
| Mechanical ventilation | Via ETT | 21-100% |
Non-Invasive Positive Pressure Ventilation (NIPPV)
Best Evidence For:
| Condition | Mode | Benefit |
|---|---|---|
| COPD exacerbation | BiPAP | Reduces intubation and mortality |
| Cardiogenic pulmonary edema | CPAP or BiPAP | Reduces intubation and mortality |
| Immunocompromised with ARF | NIPPV trial | May avoid intubation |
BiPAP Settings:
- IPAP: 10-12 cm H2O (increase for ventilation)
- EPAP: 5 cm H2O (increase for oxygenation)
- FiO2: Titrate to SpO2 ≥92%
Contraindications to NIPPV:
| Absolute | Relative |
|---|---|
| Respiratory arrest | Hemodynamic instability |
| Inability to protect airway | Agitation, inability to cooperate |
| Uncontrolled vomiting | Copious secretions |
| Facial trauma/surgery | Recent upper GI surgery |
| Upper airway obstruction | Undrained pneumothorax |
Signs of NIPPV Failure (Consider intubation):
- No improvement in 1-2 hours
- Worsening work of breathing
- Worsening ABG
- Altered mental status
- Hemodynamic instability
Endotracheal Intubation
Indications:
- Failure of NIPPV
- Unable to protect airway (GCS ≤8)
- Respiratory arrest
- Refractory hypoxemia (SpO2 <85% on max support)
- Severe work of breathing with fatigue
- Need for deep sedation or surgery
RSI Considerations in Respiratory Failure:
| Issue | Approach |
|---|---|
| Hypoxemia | Pre-oxygenate, HFNC during intubation |
| Hypotension risk | Prepare fluids/vasopressors |
| Asthma/COPD | Ketamine may be preferred |
| Avoid apnea time | Rapid sequence, experienced operator |
Mechanical Ventilation
Initial Settings:
| Parameter | Initial Setting |
|---|---|
| Mode | AC (Assist Control) |
| Tidal volume | 6-8 mL/kg IBW (6 mL/kg for ARDS) |
| Rate | 14-16 breaths/min (adjust for PaCO2) |
| FiO2 | 100% initially, wean to SpO2 >2% |
| PEEP | 5 cm H2O; higher for ARDS |
| I:E ratio | 1:2 |
Lung Protective Ventilation (ARDS):
- Tidal volume: 6 mL/kg IBW
- Plateau pressure: <30 cm H2O
- PEEP: Titrate per ARDS Net tables
- Driving pressure: <15 cm H2O
Specific Treatments
COPD Exacerbation:
- Bronchodilators (albuterol, ipratropium)
- Systemic corticosteroids
- Antibiotics if bacterial exacerbation
- NIPPV (BiPAP)
Asthma Exacerbation:
- Bronchodilators, steroids
- Magnesium sulfate if severe
- Epinephrine if imminent arrest
- Avoid NIPPV in severe cases (risk of barotrauma)
Cardiogenic Pulmonary Edema:
- NIPPV (CPAP or BiPAP)
- IV diuretics
- Nitrates (if hypertensive)
- Treat underlying cause (MI, arrhythmia)
ARDS:
- Lung protective ventilation
- Conservative fluid strategy
- Prone positioning if P/F <150
- Consider ECMO if refractory
Pneumonia:
- Antibiotics (empiric, then directed)
- Supportive care
ICU Admission Criteria
- Need for mechanical ventilation
- NIPPV requirement
- Hemodynamic instability
- Refractory hypoxemia (SpO2 <90% on high-flow)
- Altered mental status from respiratory failure
- ARDS
Step-Down Unit
- Stable on low-flow O2
- Resolving NIPPV
- Improving trajectory
Discharge Criteria
- Returned to baseline oxygenation
- Stable on room air or usual home O2
- Underlying cause treated
- Able to manage medications
- Follow-up arranged
Follow-Up
| Situation | Follow-Up |
|---|---|
| COPD exacerbation | Pulmonary within 1-2 weeks |
| First respiratory failure | Pulmonary for workup |
| ARDS survivor | Pulmonary, rehab, cognitive assessment |
| Home O2 initiation | PCP/Pulmonary within 1 week |
Condition Explanation
- "Your lungs are not able to get enough oxygen into your blood (and/or remove enough carbon dioxide)."
- "We need to help you breathe with extra oxygen (or a mask that pushes air in, or a breathing tube)."
- "We are also treating the underlying cause of this problem."
Home Oxygen Use (If Applicable)
- Proper use of equipment
- Safety (no smoking, avoid flames)
- When to call for help
- Follow-up for reassessment
Warning Signs
- Worsening shortness of breath
- Increased cough or sputum
- Fever
- Confusion
- Blue lips or fingertips
COPD Patients
- May have chronic hypercarbia (baseline CO2 elevated)
- Target SpO2 88-92% (avoid oxygen-induced hypercapnia)
- NIPPV is highly effective
- Avoid excessive oxygen
Neuromuscular Disease
- Weak cough, aspiration risk
- NIPPV may be long-term therapy
- Watch for hypoventilation without dyspnea
Obesity Hypoventilation Syndrome
- BMI >30 + daytime hypercapnia
- NIPPV (BiPAP) is often effective
- Higher PEEP requirements
Pregnancy
- Lower physiologic PaCO2 (30-32 mmHg)
- Interpret ABG in context
- Maternal oxygenation priority for fetal well-being
Elderly
- Frailty impacts goals of care
- Higher mortality
- Consider advance directives
Performance Indicators
| Metric | Target | Rationale |
|---|---|---|
| ABG obtained in ARF | 100% | Define type and severity |
| NIPPV for COPD/CHF | >0% (when indicated) | Reduces intubation |
| Lung protective ventilation | 100% for ARDS | Reduces mortality |
| Time to antibiotics for pneumonia | <1 hour | Improves outcomes |
| Plateau pressure <30 | 100% on vent | Prevents VILI |
Documentation Requirements
- Vital signs and SpO2
- ABG results
- Type of respiratory failure (1 vs 2)
- Interventions and response
- Intubation indication and technique
- Ventilator settings
- Underlying cause and treatment
Diagnostic Pearls
- ABG defines the type: Type 1 hypoxemic, Type 2 hypercapnic
- P/F ratio estimates severity: <200 is ARDS
- Normal A-a gradient = extrapulmonary cause: Hypoventilation
- Metabolic compensation takes days: Acute failure has acidotic pH
- Tachypnea is compensatory: Slowing respiratory rate may indicate fatigue
- BNP helps differentiate CHF from ARDS: Elevated in cardiac cause
Treatment Pearls
- NIPPV prevents intubation in COPD and CHF: Strong evidence
- Low tidal volume in ARDS saves lives: 6 mL/kg IBW
- Plateau pressure target <30: Prevents lung injury
- Target SpO2 88-92% in COPD: Avoid oxygen-induced hypercapnia
- Intubation is a clinical decision: Don't wait for perfect numbers
- Pre-oxygenate before intubation: Maximize safe apnea time
Disposition Pearls
- All mechanical ventilation = ICU: No exceptions
- NIPPV may be appropriate for step-down: If stable
- ARDS survivors need follow-up: Cognitive and physical rehab
- Home oxygen needs reassessment: May be temporary
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- Acute Respiratory Distress Syndrome Network. Ventilation with lower tidal volumes for acute lung injury and ARDS. N Engl J Med. 2000;342(18):1301-1308.
- Rochwerg B, et al. Official ERS/ATS clinical practice guidelines: noninvasive ventilation for acute respiratory failure. Eur Respir J. 2017;50(2):1602426.
- Guérin C, et al. Prone positioning in severe acute respiratory distress syndrome. N Engl J Med. 2013;368(23):2159-2168.
- Stefan MS, et al. Comparative effectiveness of noninvasive and invasive ventilation in critically ill patients with acute exacerbation of chronic obstructive pulmonary disease. Crit Care Med. 2015;43(7):1386-1394.
- Weng CL, et al. Meta-analysis: Noninvasive ventilation in acute cardiogenic pulmonary edema. Ann Intern Med. 2010;152(9):590-600.
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