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Respiratory Failure

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Overview

Respiratory Failure

Quick Reference

Critical Alerts

  • ABG defines type: Type 1 (hypoxemic) vs Type 2 (hypercapnic) vs mixed
  • P/F ratio <300 = ALI; <200 = ARDS: Defines severity
  • Intubation is a clinical decision: Don't wait for perfect numbers
  • NIPPV can prevent intubation: In appropriate patients (COPD, CHF)
  • Treat the cause while supporting ventilation: Always look for etiology
  • Low tidal volume ventilation saves lives: 6 mL/kg IBW in ARDS

Key Diagnostics

TestFindingSignificance
SpO2<92% on room airHypoxemia
ABGPaO2 <60 mmHg or PaCO2 >0 mmHgDefines respiratory failure
P/F ratioPaO2/FiO2Severity of hypoxemic failure
CXRInfiltrates, edema, effusionEtiology
A-a gradientElevatedConfirms pulmonary cause
pHAcidotic with elevated PaCO2Acute hypercapnic failure

Emergency Treatments

ConditionTreatmentDetails
Supplemental O2Nasal cannula → HFNC → NIPPVTitrate to SpO2 ≥92%
Hypercapnic failure (COPD)BiPAPIPAP 10-12, EPAP 5, titrate
Cardiogenic pulmonary edemaCPAP or BiPAP + DiureticsMay avoid intubation
Severe/refractoryEndotracheal intubationRSI with hemodynamic support
ARDSLow tidal volume ventilation6 mL/kg IBW, plateau <30

Definition

Overview

Respiratory failure is the inability of the respiratory system to meet the metabolic demands of the body, resulting in hypoxemia (low oxygen) and/or hypercapnia (elevated carbon dioxide). It may be acute, chronic, or acute-on-chronic and ranges from mild supplemental oxygen need to life-threatening cardiopulmonary collapse.

Classification

By Type:

TypePaO2PaCO2MechanismExamples
Type 1 (Hypoxemic)<60 mmHgNormal or lowV/Q mismatch, shunt, diffusion impairmentPneumonia, ARDS, PE
Type 2 (Hypercapnic)Variable>0 mmHgHypoventilationCOPD, neuromuscular, overdose
Type 3 (Perioperative)VariableVariableAtelectasisPost-surgery
Type 4 (Shock)LowVariableHypoperfusionCardiogenic, septic shock

By Acuity:

AcuityDefinitionpH
AcuteNew onset, hours to daysAcidotic if hypercapnic
ChronicWeeks to monthsCompensated pH
Acute-on-ChronicAcute decompensation of chronicPartially compensated

ARDS Definition (Berlin Criteria)

ComponentCriteria
TimingWithin 1 week of known insult
ImagingBilateral opacities not fully explained by effusions, collapse, or nodules
OriginNot fully explained by cardiac failure or fluid overload (need echo)
OxygenationP/F ratio with PEEP ≥5 cm H2O

ARDS Severity:

SeverityP/F RatioMortality
Mild200-30027%
Moderate100-20032%
Severe<10045%

Epidemiology

  • Incidence of ARF: 10-40% of ICU admissions
  • ARDS incidence: 200,000 cases/year in US
  • Mortality: Type 1: 10-30%; Type 2: Variable; ARDS: 30-45%
  • Leading causes in ED: COPD exacerbation, pneumonia, CHF, PE

Etiology

Type 1 (Hypoxemic) Causes:

MechanismCauses
V/Q mismatchPneumonia, asthma, COPD, PE, atelectasis
ShuntARDS, pulmonary edema, pneumonia, AVM
Diffusion impairmentPulmonary fibrosis, emphysema
Low FiO2High altitude

Type 2 (Hypercapnic) Causes:

CategoryCauses
CNS depressionOverdose, stroke, brain injury
NeuromuscularMyasthenia gravis, GBS, ALS, muscular dystrophy
Chest wallKyphoscoliosis, obesity hypoventilation
Airway obstructionCOPD, severe asthma, upper airway obstruction
Increased CO2 productionFever, sepsis (with underlying disease)

Pathophysiology

Mechanisms of Hypoxemia

MechanismResponse to O2A-a GradientExamples
V/Q mismatchImprovesIncreasedPneumonia, PE
ShuntMinimal improvementIncreasedARDS, ASD
Diffusion impairmentImprovesIncreasedILD
HypoventilationImprovesNormalOverdose, neuromuscular
Low FiO2ImprovesNormalAltitude

Alveolar Gas Equation

PAO2 = (FiO2 × [Patm - PH2O]) - (PaCO2 / RQ)
  • At sea level on room air: PAO2 ≈ 100 mmHg
  • A-a gradient = PAO2 - PaO2
  • Normal A-a gradient: 5-15 mmHg (increases with age)

Compensatory Mechanisms

  • Increased minute ventilation (tachypnea)
  • Increased heart rate and cardiac output
  • Pulmonary vasoconstriction (hypoxic)
  • Diaphragmatic fatigue (unsustainable)

Consequences of Respiratory Failure

SystemEffect
CNSConfusion, seizures, coma
CardiovascularArrhythmias, hypotension
MetabolicLactic acidosis
PulmonaryPulmonary hypertension

Clinical Presentation

Symptoms

Hypoxemia:

Hypercapnia:

Signs of Impending Respiratory Failure:

History

Key Questions:

Physical Examination

Vital Signs:

FindingSignificance
Tachypnea (RR >4)Early compensation
BradypneaFatigue, CNS depression
TachycardiaCompensation, hypoxemia
HypotensionLate, ominous
SpO2 <92%Hypoxemia

Respiratory Examination:

FindingSignificance
Accessory muscle useIncreased work of breathing
Paradoxical breathingDiaphragm fatigue
Prolonged expirationObstructive disease
CracklesPulmonary edema, pneumonia
WheezesBronchospasm, COPD
Absent breath soundsPneumothorax, massive effusion
StridorUpper airway obstruction

Other:


Dyspnea (most common)
Common presentation.
Confusion, agitation
Common presentation.
Cyanosis
Common presentation.
Tachypnea
Common presentation.
Red Flags

Impending Respiratory Arrest

FindingConcernAction
Severe tachypnea then slowingFatigue, impending arrestPrepare for intubation
Inability to speakCritical dyspneaImmediate intervention
Altered mental statusHypoxemia or hypercapniaABG, prepare airway
SpO2 <85% despite high-flow O2Severe hypoxemiaIntubation likely
Accessory muscle fatigueImminent failureUrgent NIPPV or intubation
BradycardiaHypoxic arrest imminentEmergent intubation

Signs of Specific Diagnoses

FindingConsider
Asymmetric breath soundsPneumothorax, massive effusion
StridorUpper airway obstruction
TripodingSevere obstruction, impending failure
Diffuse bilateral cracklesARDS, CHF
Unilateral crackles + feverPneumonia

Differential Diagnosis

Common Causes of Acute Respiratory Failure

DiagnosisKey Features
COPD exacerbationSmoking history, chronic symptoms, wheeze
Asthma exacerbationYoung, atopy, wheeze, reversible
PneumoniaFever, productive cough, focal crackles
Pulmonary edema (CHF)Orthopnea, JVD, bilateral crackles
ARDSAcute onset, bilateral infiltrates, P/F <300
Pulmonary embolismSudden dyspnea, pleuritic pain, risk factors
PneumothoraxSudden onset, unilateral absent sounds
Neuromuscular weaknessWeakness, shallow breathing, normal lung sounds
OverdoseDepressed consciousness, toxidrome

Diagnostic Approach

Arterial Blood Gas (ABG)

Interpretation:

ValueNormalInterpretation
pH7.35-7.45Acidemia/Alkalemia
PaO2>0 mmHg<60 = Hypoxemic RF
PaCO235-45 mmHg>0 = Hypercapnic RF
HCO322-26 mEq/LMetabolic compensation

P/F Ratio:

  • PaO2 / FiO2
  • Normal: >400
  • ALI: <300
  • ARDS: <200

Imaging

Chest X-Ray (First-line):

FindingConsider
Bilateral infiltratesARDS, CHF, bilateral PNA
Focal consolidationPneumonia, aspiration
HyperinflationCOPD, asthma
Cardiomegaly + cephalizationCHF
Unilateral lucencyPneumothorax
Pleural effusionCHF, empyema, malignancy

CT Chest:

  • PE protocol if suspected
  • Better characterization of parenchymal disease
  • Not always needed in ED

Laboratory Studies

TestPurpose
ABGDefine type and severity
CBCInfection, anemia
BMPElectrolytes, renal function
BNPCHF vs ARDS
LactateTissue hypoxia, shock
ProcalcitoninBacterial infection
D-dimerPE screening
TroponinCardiac involvement

Additional Testing

  • ECG (arrhythmia, RV strain, MI)
  • Echocardiography (RV function, PE, CHF)
  • Bronchoscopy (aspiration, infection, DAH)

Treatment

Principles of Management

  1. Oxygenation: Correct hypoxemia (SpO2 ≥92-94%)
  2. Ventilation: Correct hypercapnia if acidotic
  3. Treat underlying cause: Infection, CHF, bronchospasm
  4. Minimize ventilator-induced lung injury: If intubated
  5. Supportive care: Fluids, vasopressors, nutrition

Oxygen Therapy Escalation

DeviceFlow RateFiO2 Achieved
Nasal cannula1-6 L/min24-44%
Simple mask5-10 L/min35-50%
Non-rebreather mask10-15 L/min60-80%
High-flow nasal cannula20-60 L/minUp to 100%
NIPPV (BiPAP/CPAP)AdjustableUp to 100%
Mechanical ventilationVia ETT21-100%

Non-Invasive Positive Pressure Ventilation (NIPPV)

Best Evidence For:

ConditionModeBenefit
COPD exacerbationBiPAPReduces intubation and mortality
Cardiogenic pulmonary edemaCPAP or BiPAPReduces intubation and mortality
Immunocompromised with ARFNIPPV trialMay avoid intubation

BiPAP Settings:

  • IPAP: 10-12 cm H2O (increase for ventilation)
  • EPAP: 5 cm H2O (increase for oxygenation)
  • FiO2: Titrate to SpO2 ≥92%

Contraindications to NIPPV:

AbsoluteRelative
Respiratory arrestHemodynamic instability
Inability to protect airwayAgitation, inability to cooperate
Uncontrolled vomitingCopious secretions
Facial trauma/surgeryRecent upper GI surgery
Upper airway obstructionUndrained pneumothorax

Signs of NIPPV Failure (Consider intubation):

  • No improvement in 1-2 hours
  • Worsening work of breathing
  • Worsening ABG
  • Altered mental status
  • Hemodynamic instability

Endotracheal Intubation

Indications:

  • Failure of NIPPV
  • Unable to protect airway (GCS ≤8)
  • Respiratory arrest
  • Refractory hypoxemia (SpO2 <85% on max support)
  • Severe work of breathing with fatigue
  • Need for deep sedation or surgery

RSI Considerations in Respiratory Failure:

IssueApproach
HypoxemiaPre-oxygenate, HFNC during intubation
Hypotension riskPrepare fluids/vasopressors
Asthma/COPDKetamine may be preferred
Avoid apnea timeRapid sequence, experienced operator

Mechanical Ventilation

Initial Settings:

ParameterInitial Setting
ModeAC (Assist Control)
Tidal volume6-8 mL/kg IBW (6 mL/kg for ARDS)
Rate14-16 breaths/min (adjust for PaCO2)
FiO2100% initially, wean to SpO2 >2%
PEEP5 cm H2O; higher for ARDS
I:E ratio1:2

Lung Protective Ventilation (ARDS):

  • Tidal volume: 6 mL/kg IBW
  • Plateau pressure: <30 cm H2O
  • PEEP: Titrate per ARDS Net tables
  • Driving pressure: <15 cm H2O

Specific Treatments

COPD Exacerbation:

  • Bronchodilators (albuterol, ipratropium)
  • Systemic corticosteroids
  • Antibiotics if bacterial exacerbation
  • NIPPV (BiPAP)

Asthma Exacerbation:

  • Bronchodilators, steroids
  • Magnesium sulfate if severe
  • Epinephrine if imminent arrest
  • Avoid NIPPV in severe cases (risk of barotrauma)

Cardiogenic Pulmonary Edema:

  • NIPPV (CPAP or BiPAP)
  • IV diuretics
  • Nitrates (if hypertensive)
  • Treat underlying cause (MI, arrhythmia)

ARDS:

  • Lung protective ventilation
  • Conservative fluid strategy
  • Prone positioning if P/F <150
  • Consider ECMO if refractory

Pneumonia:

  • Antibiotics (empiric, then directed)
  • Supportive care

Disposition

ICU Admission Criteria

  • Need for mechanical ventilation
  • NIPPV requirement
  • Hemodynamic instability
  • Refractory hypoxemia (SpO2 <90% on high-flow)
  • Altered mental status from respiratory failure
  • ARDS

Step-Down Unit

  • Stable on low-flow O2
  • Resolving NIPPV
  • Improving trajectory

Discharge Criteria

  • Returned to baseline oxygenation
  • Stable on room air or usual home O2
  • Underlying cause treated
  • Able to manage medications
  • Follow-up arranged

Follow-Up

SituationFollow-Up
COPD exacerbationPulmonary within 1-2 weeks
First respiratory failurePulmonary for workup
ARDS survivorPulmonary, rehab, cognitive assessment
Home O2 initiationPCP/Pulmonary within 1 week

Patient Education

Condition Explanation

  • "Your lungs are not able to get enough oxygen into your blood (and/or remove enough carbon dioxide)."
  • "We need to help you breathe with extra oxygen (or a mask that pushes air in, or a breathing tube)."
  • "We are also treating the underlying cause of this problem."

Home Oxygen Use (If Applicable)

  • Proper use of equipment
  • Safety (no smoking, avoid flames)
  • When to call for help
  • Follow-up for reassessment

Warning Signs

  • Worsening shortness of breath
  • Increased cough or sputum
  • Fever
  • Confusion
  • Blue lips or fingertips

Special Populations

COPD Patients

  • May have chronic hypercarbia (baseline CO2 elevated)
  • Target SpO2 88-92% (avoid oxygen-induced hypercapnia)
  • NIPPV is highly effective
  • Avoid excessive oxygen

Neuromuscular Disease

  • Weak cough, aspiration risk
  • NIPPV may be long-term therapy
  • Watch for hypoventilation without dyspnea

Obesity Hypoventilation Syndrome

  • BMI >30 + daytime hypercapnia
  • NIPPV (BiPAP) is often effective
  • Higher PEEP requirements

Pregnancy

  • Lower physiologic PaCO2 (30-32 mmHg)
  • Interpret ABG in context
  • Maternal oxygenation priority for fetal well-being

Elderly

  • Frailty impacts goals of care
  • Higher mortality
  • Consider advance directives

Quality Metrics

Performance Indicators

MetricTargetRationale
ABG obtained in ARF100%Define type and severity
NIPPV for COPD/CHF>0% (when indicated)Reduces intubation
Lung protective ventilation100% for ARDSReduces mortality
Time to antibiotics for pneumonia<1 hourImproves outcomes
Plateau pressure <30100% on ventPrevents VILI

Documentation Requirements

  • Vital signs and SpO2
  • ABG results
  • Type of respiratory failure (1 vs 2)
  • Interventions and response
  • Intubation indication and technique
  • Ventilator settings
  • Underlying cause and treatment

Key Clinical Pearls

Diagnostic Pearls

  • ABG defines the type: Type 1 hypoxemic, Type 2 hypercapnic
  • P/F ratio estimates severity: <200 is ARDS
  • Normal A-a gradient = extrapulmonary cause: Hypoventilation
  • Metabolic compensation takes days: Acute failure has acidotic pH
  • Tachypnea is compensatory: Slowing respiratory rate may indicate fatigue
  • BNP helps differentiate CHF from ARDS: Elevated in cardiac cause

Treatment Pearls

  • NIPPV prevents intubation in COPD and CHF: Strong evidence
  • Low tidal volume in ARDS saves lives: 6 mL/kg IBW
  • Plateau pressure target <30: Prevents lung injury
  • Target SpO2 88-92% in COPD: Avoid oxygen-induced hypercapnia
  • Intubation is a clinical decision: Don't wait for perfect numbers
  • Pre-oxygenate before intubation: Maximize safe apnea time

Disposition Pearls

  • All mechanical ventilation = ICU: No exceptions
  • NIPPV may be appropriate for step-down: If stable
  • ARDS survivors need follow-up: Cognitive and physical rehab
  • Home oxygen needs reassessment: May be temporary

References
  1. ARDS Definition Task Force. Acute respiratory distress syndrome: the Berlin Definition. JAMA. 2012;307(23):2526-2533.
  2. Acute Respiratory Distress Syndrome Network. Ventilation with lower tidal volumes for acute lung injury and ARDS. N Engl J Med. 2000;342(18):1301-1308.
  3. Rochwerg B, et al. Official ERS/ATS clinical practice guidelines: noninvasive ventilation for acute respiratory failure. Eur Respir J. 2017;50(2):1602426.
  4. Guérin C, et al. Prone positioning in severe acute respiratory distress syndrome. N Engl J Med. 2013;368(23):2159-2168.
  5. Stefan MS, et al. Comparative effectiveness of noninvasive and invasive ventilation in critically ill patients with acute exacerbation of chronic obstructive pulmonary disease. Crit Care Med. 2015;43(7):1386-1394.
  6. Weng CL, et al. Meta-analysis: Noninvasive ventilation in acute cardiogenic pulmonary edema. Ann Intern Med. 2010;152(9):590-600.
  7. Fan E, et al. An Official American Thoracic Society/European Society of Intensive Care Medicine/Society of Critical Care Medicine Clinical Practice Guideline: Mechanical Ventilation in Adult Patients with ARDS. Am J Respir Crit Care Med. 2017;195(9):1253-1263.
  8. UpToDate. Overview of initiating invasive mechanical ventilation in adults in the ICU. 2024.

At a Glance

EvidenceStandard
Last UpdatedRecently

Guidelines

  • NICE Guidelines
  • BTS Guidelines
  • RCUK Guidelines