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Respiratory Medicine
Hepatology
Genetics

Alpha-1 Antitrypsin Deficiency

High EvidenceUpdated: 2025-12-24

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Red Flags

  • Young-onset emphysema (under 45 years)
  • Basilar predominant emphysema on imaging
  • Unexplained liver cirrhosis
  • COPD in non-smoker or minimal smoking history
  • Family history of emphysema or liver disease
Overview

Alpha-1 Antitrypsin Deficiency

1. Clinical Overview

Summary

Alpha-1 Antitrypsin Deficiency (AATD) is an autosomal codominant genetic disorder caused by mutations in the SERPINA1 gene, leading to reduced or dysfunctional alpha-1 antitrypsin (AAT) protein. AAT is a protease inhibitor that protects lung tissue from neutrophil elastase. Deficiency leads to early-onset emphysema, particularly in smokers. The abnormal protein also accumulates in hepatocytes, causing liver disease ranging from neonatal cholestasis to adult cirrhosis. AATD is underdiagnosed — all patients with COPD should be tested at least once. Management includes smoking cessation, standard COPD treatment, and augmentation therapy for selected patients.

Key Facts

  • Prevalence: 1 in 2000-5000 Europeans; most common in Northern Europe
  • Genetics: Autosomal codominant; PiZZ genotype is most severe
  • Lung disease: Panacinar basilar emphysema; accelerated by smoking
  • Liver disease: 15% of homozygotes develop cirrhosis
  • Key management: Smoking cessation is CRITICAL; augmentation therapy in selected patients
  • Screening: Test ALL COPD patients at least once

Clinical Pearls

Think Young and Basal: Classic AATD emphysema presents in patients under 45, affects the lung bases rather than apices, and may occur in non-smokers or light smokers. If the pattern doesn't fit typical smoking-related COPD, test for AATD.

The Liver Connection: AAT accumulates as PAS-positive globules in hepatocytes. Liver disease may present in infancy (neonatal cholestasis) or adulthood (cirrhosis), and can occur independently of lung disease.

One-Time Test, Lifetime Diagnosis: AATD is genetic — a single test provides a lifelong diagnosis. WHO, ATS, and ERS recommend testing ALL COPD patients at least once.

Why This Matters Clinically

AATD is the most common genetic cause of COPD and liver disease in adults. Early diagnosis allows smoking prevention/cessation (which dramatically changes prognosis), family screening, and consideration of augmentation therapy. Despite guidelines, testing rates remain low and most patients are diagnosed late.


2. Epidemiology

Incidence & Prevalence

  • Prevalence: 1 in 2000-5000 (Northern European descent)
  • Carrier frequency (PiMZ): 2-3% in Caucasians
  • Underdiagnosis: Greater than 90% of AATD patients remain undiagnosed
  • Mean delay to diagnosis: 5-8 years from first symptoms
  • Trend: Increasing diagnosis rates with awareness

Demographics

FactorDetails
Age at diagnosis30-50 years (lung disease); any age (liver disease)
SexEqual inheritance; males may present earlier (smoking)
EthnicityHighest in Northern Europeans, Scandinavians
GeographyScandinavian countries, UK, Northern Europe highest

Risk Factors for Accelerated Lung Disease

FactorImpact
SmokingAccelerates FEV1 decline by 3-5x
Occupational exposures (dust, fumes)Increases risk
Respiratory infectionsAccelerate decline
Asthma coexistenceWorse outcomes

3. Pathophysiology

Mechanism

Normal Physiology:

  • Alpha-1 antitrypsin synthesised in liver
  • Released into blood, diffuses into lungs
  • Inhibits neutrophil elastase (protects lung parenchyma)
  • Elastase-antielastase balance maintained

Step 1: Genetic Mutation

  • SERPINA1 gene mutation (chromosome 14)
  • Normal allele: M (PiMM = normal)
  • Deficiency alleles: Z (Glu342Lys), S (Glu264Val), Null
  • PiZZ = severe deficiency (10-15% normal AAT levels)

Step 2: Protein Misfolding (Z allele)

  • Mutant AAT protein misfolds in hepatocyte ER
  • Polymerises and accumulates (cannot be secreted)
  • Retained protein causes hepatocyte damage → cirrhosis
  • Insufficient AAT reaches the lungs

Step 3: Lung Damage

  • Unopposed neutrophil elastase activity
  • Destruction of alveolar walls
  • Panacinar emphysema (lower lobe predominant)
  • Accelerated by smoking (oxidative stress, increased neutrophils)

Step 4: Clinical Disease

  • Progressive dyspnoea, airflow obstruction
  • Basilar bullous emphysema
  • Liver fibrosis and cirrhosis in some patients

Classification

Genotypes and Phenotypes:

GenotypeAAT LevelClinical Features
PiMM100% (normal)No disease
PiMZ50-60%Mild risk increase if smoking
PiSS50-60%Usually no lung disease
PiSZ30-40%Moderate risk (especially smokers)
PiZZ10-15%Severe emphysema + liver risk
Null/Null0%Severe emphysema; no liver disease (no accumulation)

4. Clinical Presentation

Symptoms

Pulmonary (90% of symptomatic patients):

Hepatic (10-15% of PiZZ adults):

Rare Associations:

Signs

Red Flags

[!CAUTION] Red Flags — Consider AATD and test if:

  • COPD/emphysema before age 45
  • COPD in non-smoker or light smoker
  • Basilar predominant emphysema on HRCT
  • Unexplained liver disease or cirrhosis
  • Family history of emphysema or liver disease
  • Bronchiectasis with airflow obstruction
  • Panniculitis

Progressive dyspnoea (earliest symptom)
Common presentation.
Chronic cough and sputum production
Common presentation.
Wheeze
Common presentation.
Reduced exercise tolerance
Common presentation.
Recurrent lower respiratory tract infections
Common presentation.
5. Clinical Examination

Structured Approach

General:

  • Body habitus (weight loss, muscle wasting)
  • Pursed lip breathing
  • Use of accessory muscles

Respiratory:

  • Chest shape (hyperinflation, barrel chest)
  • Expansion (reduced)
  • Percussion (hyper-resonant)
  • Auscultation (reduced breath sounds basally, wheeze)

Abdominal:

  • Hepatomegaly
  • Splenomegaly (portal hypertension)
  • Ascites

Skin:

  • Panniculitis (rare) — tender subcutaneous nodules

Special Tests

TestTechniquePositive FindingPurpose
SpirometryPre/post bronchodilatorObstructive pattern (FEV1/FVC < 0.7)Assess lung function
Chest percussionLower zonesHyper-resonanceEmphysema detection
Liver palpationRight upper quadrantHepatomegalyAssess liver involvement

6. Investigations

First-Line (Screening)

  • Serum AAT level — Low level (less than 1.1 g/L or 11 μM) suggests deficiency
  • If low → Genotyping — Confirm allele status (PiZZ, PiMZ, etc.)

Laboratory Tests

TestExpected FindingPurpose
Serum AATLow (< 1.1 g/L) in severe deficiencyScreening test
AAT phenotype/genotypePiZZ, PiSZ, etc.Definitive diagnosis
LFTsMay be elevated (liver involvement)Assess liver
FBCPolycythaemia (hypoxia)Chronic disease
ABGType 2 respiratory failure (late)Assess severity

Pulmonary Function Tests

TestExpected Finding
SpirometryFEV1/FVC less than 0.7; reduced FEV1
Lung volumesIncreased TLC, RV (hyperinflation)
DLCOReduced (emphysema)
ReversibilityVariable; some have significant bronchodilator response

Imaging

ModalityFindingsIndication
CXRHyperinflation, basilar lucencyInitial assessment
HRCT chestPanacinar basilar emphysema, bullaeConfirm pattern, assess severity
Liver ultrasoundCirrhosis, splenomegaly, portal HTNIf liver disease suspected
FibroScanElevated liver stiffnessNon-invasive fibrosis assessment

7. Management

Management Algorithm

         SUSPECTED AATD (Young/Basal Emphysema)
                           ↓
┌─────────────────────────────────────────┐
│           SERUM AAT LEVEL               │
├─────────────────────────────────────────┤
│  NORMAL → AATD unlikely                 │
│  LOW → Proceed to genotyping            │
└─────────────────────────────────────────┘
                           ↓
┌─────────────────────────────────────────┐
│           GENOTYPING                    │
├─────────────────────────────────────────┤
│  PiMM → Normal                          │
│  PiMZ → Counselling, lifestyle          │
│  PiZZ/PiSZ → Full management pathway    │
└─────────────────────────────────────────┘
                           ↓
┌─────────────────────────────────────────┐
│           CORE MANAGEMENT               │
├─────────────────────────────────────────┤
│  1. SMOKING CESSATION (Critical)        │
│  2. Standard COPD therapy               │
│  3. Pulmonary rehabilitation            │
│  4. Vaccinations (influenza, pneumo)    │
│  5. Consider augmentation therapy       │
└─────────────────────────────────────────┘
                           ↓
┌─────────────────────────────────────────┐
│           AUGMENTATION THERAPY          │
│  Consider if: PiZZ, COPD, FEV1 35-65%   │
│  Weekly IV AAT infusions               │
└─────────────────────────────────────────┘
                           ↓
┌─────────────────────────────────────────┐
│           LIVER SURVEILLANCE            │
│  LFTs annually; ultrasound if abnormal  │
│  Liver transplant for end-stage         │
└─────────────────────────────────────────┘

Conservative Management

  • Smoking cessation: CRITICAL — single most important intervention
  • Avoid occupational exposures: Dust, fumes, chemicals
  • Vaccinations: Annual influenza, pneumococcal, COVID-19
  • Pulmonary rehabilitation: Improves exercise tolerance and quality of life
  • Nutrition: Optimise weight and muscle mass

Medical Management

Standard COPD Treatment:

Drug ClassDrugDoseDuration
LAMATiotropium18mcg inhaled ODLong-term
LABASalmeterol, FormoterolBD inhaledLong-term
ICSFluticasone, BudesonideIf frequent exacerbationsLong-term
SABASalbutamol100-200mcg PRNAs needed

Augmentation Therapy:

DrugIndicationDoseNotes
IV AAT (Prolastin-C, Respreeza)PiZZ with COPD + FEV1 35-65%60mg/kg weekly IVSlows FEV1 decline (RAPID trial)

Augmentation Eligibility Criteria:

  • Severe AATD (PiZZ or equivalent)
  • Evidence of COPD (FEV1 between 35-65% predicted)
  • Non-smoker / ex-smoker
  • Optimal COPD therapy already in place

Surgical Management

Lung Surgery:

  • Lung transplantation: For severe disease (FEV1 less than 25%)
  • Lung volume reduction surgery: Selected patients with upper lobe bullae (less typical in AATD)

Liver Surgery:

  • Liver transplantation: For end-stage liver disease (curative for liver disease; cures deficiency as liver is source of AAT)

Disposition

  • Refer: All confirmed AATD patients to specialist centre
  • Family screening: Offer to first-degree relatives
  • Follow-up: Annual spirometry, LFTs; CT every 2-3 years

8. Complications

Lung Complications

ComplicationIncidencePresentationManagement
Progressive COPD90%+Worsening dyspnoea, FEV1 declineOptimise therapy
ExacerbationsVariableIncreased cough, sputum, dyspnoeaAntibiotics, steroids
Respiratory failureLateType 2 failure, hypoxiaLTOT, NIV
Pneumothorax5-10%Sudden dyspnoea, pleuritic painChest drain

Liver Complications

  • Cirrhosis (15% of PiZZ adults)
  • Portal hypertension
  • Hepatocellular carcinoma (2-3% of those with cirrhosis)

Other Complications

  • Panniculitis (painful nodules on trunk/limbs)
  • Vasculitis (rare)

9. Prognosis & Outcomes

Natural History

  • Variable expression even within same genotype
  • Smokers with PiZZ: Mean age at death 50-55 years
  • Non-smokers with PiZZ: Near-normal life expectancy
  • Rate of FEV1 decline: 40-80 ml/year without treatment

Outcomes with Treatment

VariableOutcome
Smoking cessationReduces FEV1 decline to near-normal
Augmentation therapy15-25% reduction in FEV1 decline (RAPID trial)
Lung transplant5-year survival 50-60%
Liver transplantCurative; 5-year survival 85%

Prognostic Factors

Good Prognosis:

  • Never smoked
  • Diagnosed early
  • Genotype other than PiZZ (e.g., PiMZ, PiSZ)
  • Good baseline FEV1 at diagnosis
  • Adherence to augmentation therapy

Poor Prognosis:

  • PiZZ genotype
  • Continued smoking
  • Low FEV1 at diagnosis
  • Frequent exacerbations
  • Liver cirrhosis

10. Evidence & Guidelines

Key Guidelines

  1. ATS/ERS Statement: AATD (2003) — American Thoracic Society/European Respiratory Society. Am J Respir Crit Care Med 2003
  2. Alpha-1 Foundation Clinical Practice Guidelines (2016) — Comprehensive AATD management.
  3. NICE CG101 — COPD guidelines (includes AATD testing recommendation).

Landmark Trials

RAPID Trial (2015) — Augmentation therapy efficacy

  • 180 patients with PiZZ AATD
  • Key finding: Augmentation reduced lung density decline on CT by 34%
  • Clinical Impact: Supports augmentation therapy for eligible patients

EXACTLE Trial (2009) — Augmentation and lung function

  • 77 patients
  • Key finding: Trend toward reduced FEV1 decline with augmentation
  • Clinical Impact: Contributed to augmentation evidence base

Evidence Strength

InterventionLevelKey Evidence
Smoking cessation1aObservational studies, overwhelming data
Augmentation therapy1bRAPID Trial
COPD pharmacotherapy1aExtrapolated from COPD trials
Lung transplantation2aRegistry data

11. Patient/Layperson Explanation

What is Alpha-1 Antitrypsin Deficiency?

Alpha-1 antitrypsin deficiency (AATD) is an inherited condition where your body does not produce enough of a protective protein called alpha-1 antitrypsin (AAT). This protein normally protects your lungs from damage. Without enough of it, your lungs can be damaged more easily, leading to a type of lung disease called emphysema.

Why does it matter?

If you have AATD and smoke, you are at very high risk of developing emphysema at a young age. Even non-smokers with AATD can develop lung problems, though usually later in life. Some people with AATD also develop liver problems because the abnormal protein can build up in the liver.

How is it treated?

  1. Stop smoking: This is by far the most important thing. Smoking with AATD can take decades off your life; not smoking can give you near-normal life expectancy.
  2. Inhalers and lung treatments: Standard COPD treatments help manage symptoms.
  3. Pulmonary rehabilitation: Exercise programmes help you stay as active as possible.
  4. Augmentation therapy: For some patients, weekly infusions of the missing AAT protein can slow lung damage.
  5. Transplantation: For severe lung or liver disease, transplantation may be an option.

What to expect

  • AATD is lifelong, but outcomes depend heavily on whether you smoke
  • With the right treatment and lifestyle, many people live full lives
  • Family members should be tested because AATD is inherited

When to seek help

See your doctor if you:

  • Are short of breath, especially with mild activity
  • Have COPD and have never been tested for AATD
  • Have a family history of emphysema or liver disease
  • Develop worsening cough, increased sputum, or chest infections

12. References

Primary Guidelines

  1. American Thoracic Society/European Respiratory Society. American Thoracic Society/European Respiratory Society statement: standards for the diagnosis and management of individuals with alpha-1 antitrypsin deficiency. Am J Respir Crit Care Med. 2003;168(7):818-900. PMID: 14522813

Key Trials

  1. Chapman KR, et al. Intravenous augmentation treatment and lung density in severe α1 antitrypsin deficiency (RAPID): a randomised, double-blind, placebo-controlled trial. Lancet. 2015;386(9991):360-8. PMID: 26026936
  2. Dirksen A, et al. Exploring the role of CT densitometry: a randomised study of augmentation therapy in alpha1-antitrypsin deficiency (EXACTLE). Eur Respir J. 2009;33(6):1345-53. PMID: 19196813
  3. Stoller JK, Aboussouan LS. A review of α1-antitrypsin deficiency. Am J Respir Crit Care Med. 2012;185(3):246-59. PMID: 21960536

Further Resources

  • Alpha-1 Foundation: alpha1.org
  • Alpha-1 UK Support Group: alpha1.org.uk
  • British Lung Foundation: blf.org.uk

Last Reviewed: 2025-12-24 | MedVellum Editorial Team


Medical Disclaimer: MedVellum content is for educational purposes and clinical reference. Clinical decisions should account for individual patient circumstances. Always consult appropriate specialists.

Last updated: 2025-12-24

At a Glance

EvidenceHigh
Last Updated2025-12-24

Red Flags

  • Young-onset emphysema (under 45 years)
  • Basilar predominant emphysema on imaging
  • Unexplained liver cirrhosis
  • COPD in non-smoker or minimal smoking history
  • Family history of emphysema or liver disease

Clinical Pearls

  • **One-Time Test, Lifetime Diagnosis**: AATD is genetic — a single test provides a lifelong diagnosis. WHO, ATS, and ERS recommend testing ALL COPD patients at least once.
  • **Red Flags — Consider AATD and test if:**
  • - COPD/emphysema before age 45
  • - COPD in non-smoker or light smoker
  • - Basilar predominant emphysema on HRCT

Guidelines

  • NICE Guidelines
  • BTS Guidelines
  • RCUK Guidelines